Lee W. Walker, a fixed income trader with Goldman Sachs International, was permanently barred from association with the Financial Industry Regulatory Association in any capacity based upon a finding that Walker mislead his firm regarding an investigation into unlawful trading. Department of Enforcement v. Lee W. Walker, No. 2013038196601 (May 4, 2015). According to the […]
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Goldman Sachs Internation Fixed Income Trader International Barred for Fraud
September 16, 2015 | Posted by : Guiliano Law Group | FINRA Securities Arbitration, Investment and Regulatory News | 0 Comments