Leah Rebecca Bullen, of Walnut Creek, California, a stockbroker registered with Wells Fargo Advisors, LLC, was terminated from employment on January 7, 2016, based upon allegations that she effected a loan arrangement with an investor outside the auspices of her firm, and did not make disclosures to the firm about her involvement in a legal […]
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Wells Fargo Advisors Stockbroker Fired For Loans
June 19, 2017 | Posted by : Guiliano Law Group | Customer Loans, Investment and Regulatory News | 0 Comments