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Questar Capital Broker Fined For Outside Business Activities

October 05, 2017 | Posted by : Guiliano Law Group | Selling Away and Outside Activities | 0 Comments

Lawrence Alan Stack, of Morgan Hill, California, a stockbroker formerly registered with Questar Capital Corporation, has been fined $5,000.00 and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based on consenting to findings that he participated in unapproved outside business activities. Letter of Acceptance, Waiver and Consent, No. 2015047293501 […]

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Questar Capital Broker Fined For Outside Business Activities

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