Tag Archives: Laurence Michael Braunstein

Morgan Stanley Accused Of Unsuitable Trading

June 08, 2020  |   Posted by :   |   Municipal Bond Fraud, Securities Arbitration Claims, Unsuitable Investment Recommendations   |   Comments Off on Morgan Stanley Accused Of Unsuitable Trading

Laurence Michael Braunstein of New York New York a stockbroker formerly associated with Morgan Stanley has been referenced in a customer initiated investment related written complaint on February 20, 2020 in which the customer requested unspecified damages supported by allegations that municipal debt transactions that were executed in the Morgan Stanley customer’s account had failed […]

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Janney Montgomery Sued By Investors For Negligence

Laurence Michael Braunstein of New York New York a stockbroker registered with Janney Montgomery Scott LLC is the subject of a customer initiated investment related arbitration claim which was resolved for at least $14,999.00 in damages based upon accusations that when Braunstein was associated with Morgan Stanley, First Allied Securities and Janney Montgomery Scott: (1) […]

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Morgan Stanley Sued For Unsuitability

Laurence Michael Braunstein, of New York, New York, a stockbroker formerly registered with Morgan Stanley, has been named in a customer initiated investment related arbitration claim on August 5, 2016, in which the customer requested $100,000.00 in damages based upon allegations that Braunstein, from 2014 to 2015, effected unsuitable closed end fund, unit investment trust, […]

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