Tag Archives: Laurence M. Torres

Alexander Capital Stockbroker Barred By SEC For Fraud

November 21, 2017  |   Posted by :   |   Boilerroom Sales   |   0 Comments

Laurence M. Torres of West Mifflin, Pennsylvania, a stockbroker formerly registered with Alexander Capital, L.P., has been barred from working as a broker or investment advisor or affiliating with brokerage firms or investment advisories based on a Securities and Exchange Commission Order containing findings that Torres committed securities fraud by effecting unsuitable and misrepresented transactions, […]

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First Standard Financial Named In Customer Arbitration Claim

Laurence M. Torres, of Staten Island, New York, a stockbroker with First Standard Financial Company LLC, is subject to a customer dispute from March 22, 2016, in which the customer requested damages of $99,999.00 based upon the allegation that ¬†Torres engaged in unsuitable investment practices, breached his fiduciary duty to the customer, and churned the […]

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