Larry Allen Stapp of Midland Texas is a stockbroker formerly registered with LPL Financial LLC who has been fined ten thousand dollars and suspended for six months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity by consenting to findings that he entered into an unauthorized loan arrangement with a customer […]
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Tag Archives: Larry Allen Stapp
FINRA Fines LPL Financial Stockbroker For Customer Loan
March 07, 2018 | Posted by : Guiliano Law Group | Customer Loans, Investment and Regulatory News | 0 Comments