Tag Archives: Lang Phu Nguyen

Edward Jones Stockbroker Sanctioned For Unauthorized Trading

March 18, 2021  |   Posted by :   |   Investment and Regulatory News, Unauthorized Trading   |   Comments Off on Edward Jones Stockbroker Sanctioned For Unauthorized Trading

Lang Phu Nguyen of Campton Hills Illinois a stockbroker formerly registered with Edward Jones has been fined $5,000.00 and suspended for 45 days from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon findings that Nguyen executed unauthorized trades in customer accounts when he was associated with Edward Jones. Letter […]

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