Landon Lavon Williams, of Jacksonville, Florida, a stockbroker formerly registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated, has been fined $10,000.00 and suspended for two years from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity according to a FINRA Office of Hearing Officers Order Accepting Offer of Settlement containing findings […]
Read More »
Tag Archives: Landon Lavon Williams
FINRA Fines Merrill Lynch Broker For Misrepresentation
November 01, 2017 | Posted by : Guiliano Law Group | Investment and Regulatory News, Mutual Fund Fraud | 0 Comments