Tag Archives: Landon L. Williams

Merrill Lynch Stockbroker Charged With Lying To Customers

August 25, 2016  |   Posted by :   |   Failure To Supervise, Investment and Regulatory News   |   0 Comments

Landon L. Williams, of Jacksonville, Florida, a stockbroker with Merrill Lynch, Pierce, Fenner & Smith Incorporated, was charged by Financial Industry Regulatory Authority (FINRA) in a Complaint alleging that Williams had made misrepresentations to firm customers concerning securities transactions. Department of Enforcement v. Williams, No. 2014042524301 (Aug 4, 2016). According to the Complaint, from March […]

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