Tag Archives: Lance Roman Armstrong

New Jersey Revokes Columbia Stockbroker’s License

February 01, 2021  |   Posted by :   |   Customer Loans, Investment and Regulatory News, Selling Away and Outside Activities   |   Comments Off on New Jersey Revokes Columbia Stockbroker’s License

Lance Roman Armstrong of Columbia New Jersey a stockbroker formerly registered with Raymond James Financial Services has been issued an Order by New Jersey Bureau of Securities on September 17, 2020 in which Armstrong’s stockbroker registration in New Jersey has been revoked founded on allegations that he neglected to obtain authorization from Raymond James to […]

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FINRA Bars Lance Armstrong In Investigation

Lance Roman Armstrong of Columbia New Jersey a stockbroker formerly registered with Raymond James Financial Services Inc. has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that Armstrong neglected to comply with a FINRA investigation into allegations of his outside business activities and […]

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