Tag Archives: L.M. Kohn & Company

LM Kohn Sued By Customer For Failure To Supervise

July 31, 2018  |   Posted by :   |   Failure To Supervise, Investment and Regulatory News   |   0 Comments

Dainforth Baker French Jr. of Troy Michigan a stockbroker currently employed by L.M. Kohn Company is the subject of a customer initiated investment related arbitration claim which was resolved for $33,000.00 in damages supported by accusations of the mismanagement of the customer’s investment account and the failure of the firm to supervise transactions effected in […]

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LM Kohn Named In Customer Arbitration Alleging Unsuitability

November 18, 2016  |   Posted by :   |   Failure To Supervise, Securities Arbitration Claims   |   0 Comments

Douglas C. Osborn, of Troy, Michigan, a stockbroker currently registered with L.M. Kohn & Company, has been named in a customer initiated investment related arbitration claim on June 26, 2015, in which the customer has requested $500,000.00 in damages based upon allegations against Osborn of failing to adequately manage the customer’s accounts, and causing the […]

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Fifth Third Securities Named In Customer Arbitration Alleging Unsuitability

Matthew T. Flynn, of Highland, Michigan, a stockbroker formerly with Fifth Third Securities, is subject to a customer initiated investment related arbitration claim from February 3, 2014, in which the customer requested $275,000.00 in damages based upon allegations against Flynn of making unsuitable recommendations in non-public real estate investment trusts. FINRA Public Disclosure reveals that […]

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