Tag Archives: Kwimin Ahn

Pruco Broker Terminated For Reusing Customer Signatures

January 10, 2018  |   Posted by :   |   Forgery, Investment and Regulatory News   |   0 Comments

Kwimin Ahn of New York, New York, a stockbroker formerly registered with Pruco Securities, LLC, has been terminated from employment on May 25, 2017, based upon accusations that he violated the firm’s policies by reusing customer signatures on an annuity application and transfer documents in order to effect transactions. Financial Industry Regulatory Authority (FINRA) Public Disclosure […]

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