Kirk James Bertsch of Spearfish South Dakota a stockbroker formerly employed by Farmers Financial Solutions LLC has been identified in a customer initiated investment related written complaint on February 27, 2020 where the customer sought $24,361.09 in damages founded on accusations of an unregistered promissory note purchase executed by Bertsch while he was employed by […]
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Tag Archives: Kirk James Bertsch
Investors Sue Spearfish Stockbroker For Sale Of Promissory Notes
June 23, 2020 | Posted by : Guiliano Law Group | Promissory Notes | Comments Off on Investors Sue Spearfish Stockbroker For Sale Of Promissory Notes
FINRA Bars Farmers Broker For Selling Woodbridge Ponzi Scheme
March 04, 2019 | Posted by : Guiliano Law Group | Investment and Regulatory News, Ponzi Schemes, Promissory Notes, Securities Arbitration Claims | 0 Comments
Kirk James Bertsch of Spearfish South Dakota a broker formerly registered with Farmers Financial Solutions LLC has been disgorged of illicit commissions and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that Bertsch sold away from his firm by engaging in a promissory note […]
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