Tag Archives: Kimberly Pine Kitts

Royal Alliance Broker Sentenced To Prison For Fraud

Kimberly Pine Kitts of Palmer Massachusetts a stockbroker formerly registered with Royal Alliance Associates Inc. was sentenced by a federal district court judge to more than seven years in prison, three years of supervised release and required to pay restitution of $3,085,939.00 according to the United States Attorney’s Office based upon Kitts pleading guilty to […]

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FINRA Suspends Royal Alliance Broker For Obstruction

January 26, 2018  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Kimberly Pine Kitts, of Palmer, Massachusetts, a stockbroker formerly employed with Royal Alliance Associates, Inc., has been suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity supported by allegations that she failed to abide by FINRA’s request of furnishing information relating to Kitt’s business activities. Case No. 2017056380201 (Jan. 2, […]

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