Tag Archives: Kim See Isaacson

Regulator Bars Morgan Stanley Stockbroker For Fraud

August 02, 2017  |   Posted by :   |   FINRA Securities Arbitration   |   0 Comments

Kim See Isaacson, of Salt Lake City, Utah, a stockbroker formerly registered with Morgan Stanley, has been permanently barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon a Decision & Order of Offer of Settlement containing findings that she willfully defrauded a customer, failed to abide by the […]

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