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Pruco Broker Caught Obtaining Unapproved Customer Loans

March 28, 2019 | Posted by : Guiliano Law Group | Customer Loans, Elder Financial Abuse, Investment and Regulatory News | 0 Comments

Kevin Hao Jie Zhang of Dewitt New York a stockbroker formerly registered with Pruco Securities, LLC has been fined $5,000.00 and suspended for three months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon findings that Zhang engaged in an unapproved loan arrangement with a customer of Pruco Securities. […]

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Pruco Broker Caught Obtaining Unapproved Customer Loans

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