Tag Archives: Kevin Richard Graetz

Paulson Investment Company Sued For Fraud

March 26, 2020  |   Posted by :   |   Ponzi Schemes, Securities Arbitration Claims, Securities Fraud, Unregistered Securities   |   Comments Off on Paulson Investment Company Sued For Fraud

Kevin Richard Graetz of New York New York a stockbroker employed by Paulson Investment Company LLC has been identified in a customer initiated investment related arbitration claim which was resolved for $225,000.00 damages founded on accusations that the customer was placed into unregistered and fraudulent investments during the time that Graetz was employed by Paulson […]

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FINRA Bars Paulson Stockbroker In Investigation

Kevin Richard Graetz of Portland Oregon a stockbroker formerly registered with Paulson Investment Company has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity supported by allegations that Graetz neglected to respond to FINRA’s information request potentially relating to his disclosures of customer initiated investment related disputes or his […]

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Paulson Investment Sued for Fraud

March 31, 2017  |   Posted by :   |   Investment and Regulatory News, Promissory Notes   |   0 Comments

Kevin Richard Graetz, of New York, New York, a stockbroker currently registered with Paulson Investment Company LLC, has been named in a customer initiated investment related written complaint on December 22, 2016, in which the customer requested $1,000,000.00 in damages based upon allegations that Graetz sold away from his firm, and made fraudulent omissions and […]

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