Tag Archives: Kevin Lawrence Barbalace

Dawson James Securities Sued By Investors For Fraud

May 13, 2020  |   Posted by :   |   Boilerroom Sales, Direct Participation Programs, Securities Arbitration Claims, Securities Fraud, Unsuitable Investment Recommendations   |   Comments Off on Dawson James Securities Sued By Investors For Fraud

Kevin Lawrence Barbalace of Middletown New Jersey a stockbroker associated with Dawson James Securities is the subject of a customer initiated investment related arbitration claim in which the customer requested $100,000.00 in damages based upon allegations that investment recommendations were not suitable and that misrepresentations and omissions had been made about direct participation program interests […]

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Dawson James Accused By Customer Of Misrepresentation

March 16, 2018  |   Posted by :   |   Investment and Regulatory News, Private Placement Fraud   |   0 Comments

Kevin Lawrence Barbalace of Columbia Maryland is a stockbroker formerly registered with Dawson James Securities Inc. who is the subject of a customer initiated investment related written complaint on August 30, 2017 where the customer sought $4,952,610.00 in damages supported by accusations that Barbalace made misrepresentations to the customer and placed unsuitable private placement, promissory […]

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