Kevin Kimball Meadows of Liverpool New York a stockbroker formerly registered with First Allied Securities and Cape Securities is referenced in a customer initiated investment related written complaint on April 30, 2020 where the customer requested $168,000.00 in damages based upon allegations that transactions executed in the First Allied Securities customer’s account were not suitable […]
Read More »
Tag Archives: Kevin Kimball Meadows
Investors Accuse First Allied Of Unauthorized Trading
December 22, 2020 | Posted by : Guiliano Law Group | Breach of Fiduciary Duty, Investment and Regulatory News, Unauthorized Trading | Comments Off on Investors Accuse First Allied Of Unauthorized Trading
FINRA Sanctions Cape Securities Stockbroker For Churning Elder Customer’s Account
February 06, 2020 | Posted by : Guiliano Law Group | Churning, Elder Financial Abuse, Excessive Trading, Investment and Regulatory News, Securities Arbitration Claims, Unsuitable Investment Recommendations | 0 Comments
Kevin Kimball Meadows of Columbus Georgia a stockbroker formerly employed by Cape Securities Inc. has been suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity founded on findings that Meadows executed unsuitable and excessively traded or churned the account of an elderly Cape Securities customer. Letter of Acceptance Waiver and […]
Read More »