Kerri Lynn Wassermann, of New York, New York, president of FINRA registered broker-dealer, Portfolio Advisors Alliance, LLC, was charged by the Securities and Exchange Commission (SEC) in a Complaint alleging that as president of a placement agency, he furnished investors with documents that he knew were misrepresented in the solicitation of securities transactions. Securities and […]
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Tag Archives: Kerri Lynn Wassermann
Portfolio Advisors Charged With Securities Fraud
September 14, 2017 | Posted by : Guiliano Law Group | Investment and Regulatory News, Private Placement Fraud, Securities Fraud | 0 Comments