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Customer Sues Stifel Nicolaus For Failure To Supervise

January 09, 2018 | Posted by : Guiliano Law Group | Bond Fraud, Investment and Regulatory News | 0 Comments

Kenneth J. Christman, Jr., of Poughkeepsie, New York, a stockbroker currently associated with Stifel, Nicolaus & Company, Incorporated, is the subject of a customer initiated investment related arbitration claim, in which the customer requested $28,553.41 in damages founded on allegations that Christman failed to supervise a stockbroker’s corporate debt investments executed in the customer’s investment […]

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Customer Sues Stifel Nicolaus For Failure To Supervise

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