Tag Archives: Kenneth Allan Franklin

Ameriprise Blamed For Stockbroker Misrepresentation

January 03, 2019  |   Posted by :   |   Investment and Regulatory News, Non-traded REITs   |   0 Comments

Kenneth Allan Franklin of Aliso Viejo California a stockbroker currently employed by Ameriprise Financial Services Inc. is the subject of a customer initiated investment related complaint in which the customer requested $8,008.62 in damages based upon accusations that Franklin misrepresented the liquidity of the customer’s real estate investment trust holdings. Financial Industry Regulatory Authority (FINRA) […]

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