Tag Archives: Keith Wakefield

FINRA Bars IFS Stockbroker For Hindering Investigation

October 14, 2019  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Keith Wakefield of Chicago Illinois a stockbroker formerly employed by IFS Securities has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon Wakefield’s consent to findings that he failed to cooperate with a FINRA investigation into accusations of him effecting fraudulent trades while associated with IFS Securities. […]

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