Tag Archives: Keith Matthew Smith

Investors Accuse Signator Of Misrepresentation

August 16, 2019  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Keith Matthew Smith of Mountain Top Pennsylvania a stockbroker employed by Signator Investors Inc. is the subject of a customer initiated investment related complaint on April 26, 2018 in which the customer requested damages estimated to exceed $5,000.00 supported by allegations of Smith having misrepresented the terms and premiums on life insurance policies sold to […]

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Customer Sues Signator Investors For Unsuitability

April 11, 2017  |   Posted by :   |   Investment and Regulatory News, Variable Annuites   |   0 Comments

Keith Matthew Smith, of Mountain Top, Pennsylvania, a stockbroker currently registered with Signator Investors, Inc., has been named in a customer initiated investment related written complaint on February 27, 2017, based upon allegations that Smith made unsuitable recommendations to the customer concerning an investment in a fixed annuity. Financial Industry Regulatory Authority (FINRA) Public Disclosure […]

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