Tag Archives: KCD Financial Inc.

KCD Financial Named In Customer Arbitrations Alleging Unsuitability

November 02, 2016  |   Posted by :   |   Investment and Regulatory News, Securities Arbitration Claims   |   0 Comments

Henry C. Prange IV, of Green Bay, Wisconsin, a stockbroker currently registered with KCD Financial, Inc., has been named in a pending customer initiated investment related arbitration claim on May 24, 2016, in which the customer requested $35,000.00 in damages based upon allegations that Prange made investment recommendations that were unsuitable for the customer. Also, Randall […]

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KCD Financial Stockbroker Named in Unsuitable Investment Action

George P. Koulouris, of Manilus, New York, a stockbroker registered with KCD Financial, Inc., is subject to a pending customer dispute from August 10, 2015, in which a customer alleged that purchases made via Manilus in private placement investments were not suitable for the customer. Public disclosure records also reveal that Koulouris has been subject […]

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