Kathryn Renee Charpie (also known as Kathryn Renee Stevens) of Overland Park Kansas a stockbroker registered with LPL Financial LLC has been discharged on February 6, 2018 based upon accusations that Charpie entered into an unauthorized borrowing arrangement in violation of LPL Financial policy. Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that on December […]
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Tag Archives: Kathryn Renee Charpie
LPL Discharges Stockbroker For Unapproved Customer Loan
May 31, 2018 | Posted by : Guiliano Law Group | Customer Loans, Investment and Regulatory News | 0 Comments