Tag Archives: Kathryn Renee Charpie

LPL Discharges Stockbroker For Unapproved Customer Loan

May 31, 2018  |   Posted by :   |   Customer Loans, Investment and Regulatory News   |   0 Comments

Kathryn Renee Charpie (also known as Kathryn Renee Stevens) of Overland Park Kansas a stockbroker registered with LPL Financial LLC has been discharged on February 6, 2018 based upon accusations that Charpie entered into an unauthorized borrowing arrangement in violation of LPL Financial policy. Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that on December […]

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