Kathleen Jeanette Tarr, of Lafayette, California, a stockbroker formerly registered with Royal Alliance Associates, Inc., has been named in a customer initiated investment related arbitration claim, which settled on February 27, 2017, for $550,000.00 in damages based upon allegations that Tarr made unsuitable investment recommendations to the customer regarding real estate securities. Financial Industry Regulatory […]
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Tag Archives: Kathleen Jeanette Tarr
Customer Brings Arbitration Against Royal Alliance
May 05, 2017 | Posted by : Guiliano Law Group | FINRA Securities Arbitration, Non-traded REITs, Securities Arbitration Claims | 0 Comments