Tag Archives: Katherine S. Clark

RBC Capital Markets Stockbroker Accused Of Unauthorized Trading

September 30, 2020  |   Posted by :   |   Securities Arbitration Claims, Unauthorized Trading   |   Comments Off on RBC Capital Markets Stockbroker Accused Of Unauthorized Trading

Katherine S. Clark (also known as Katherine St. Charles) of Chevy Chase Maryland a stockbroker and investment adviser representative of RBC Capital Markets LLC is referenced in a customer initiated investment related complaint on June 9, 2020 in which the customer sought more than $5,000.00 in damages supported by allegations that unauthorized transactions were executed […]

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