Tag Archives: Judy Buchanan Healy

Merrill Lynch Stockbroker Sanctioned For Prohibited Trading

July 03, 2017  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Judy Buchanan Healy, of Melbourne, Florida, a stockbroker formerly registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated, has been fined $25,000.00 and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that she triggered unauthorized initial public offering transactions. Letter of Acceptance, Waiver and […]

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