Joseph Alan Likens of Des Peres Missouri a stockbroker employed by LPL Financial LLC has been barred from being a stockbroker or an investment adviser representative in the State of Missouri according to a Consent Order issued by the State of Missouri Office of Secretary of State containing findings that Likens engaged in unethical and…
Joseph Alan Likens, of Des Peres, Missouri, a stockbroker formerly registered with LPL Financial LLC, has been named in a customer initiated investment related arbitration claim, which settled on March 20, 2017, for $92,000.00 in damages based upon allegations that Likens made unsuitable investment recommendations and misrepresentations to the customer, and sold securities to the…