Tag Archives: Jonathan Todd Pyne

Investors File FINRA Arbitration Claim Against Berthel Fisher For Unsuitable Investment Advice

September 16, 2021  |   Posted by :   |   Failure to Conduct Due Diligence, Failure To Supervise, FINRA Securities Arbitration, Investment and Regulatory News, Non-traded REITs, Unsuitable Investment Recommendations   |   Comments Off on Investors File FINRA Arbitration Claim Against Berthel Fisher For Unsuitable Investment Advice

Jonathan Todd Pyne of Plymouth Minnesota a stockbroker currently registered with Berthel Fisher Company Financial Services Inc. has been referenced in a customer initiated investment related FINRA securities arbitration claim in which the customer requested $116,000.00 in damages based upon accusations of misrepresentation relating to their investments in real estate securities while Pyne was associated […]

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Investors Bring Arbitration Claim Against Berthel Fisher For Unsuitable Alternative Investments

December 22, 2020  |   Posted by :   |   Alternative Investments, Failure to Conduct Due Diligence, Investment and Regulatory News   |   Comments Off on Investors Bring Arbitration Claim Against Berthel Fisher For Unsuitable Alternative Investments

Jonathan Todd Pyne of Minneapolis Minnesota a stockbroker formerly registered with Berthel Fisher Company Financial Services is referenced in a customer initiated investment related arbitration claim in which the customer requested $250,000.00 in damages founded on allegations that Pyne cause pain or damages as the result of misrepresentations made to the customer regarding certain alternative […]

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Berthel Fisher Company Sued For BDC Misconduct

Jonathan Todd Pyne (also known as Jon Pyne) of Minneapolis Minnesota a stockbroker currently registered with Berthel Fischer Company Financial Services Inc. is the subject of a customer initiated investment related arbitration claim which settled for $9,500.00 in damages based upon accusations that between 2007 and 2015: (1) false or misleading statements had been made […]

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Berthel Fisher Sued By Customer For Omissions

Jonathan Todd Pyne of Minneapolis, Minnesota, a stockbroker currently registered with Berthel Fisher & Company Financial Services, Inc., is the subject of a customer initiated investment related written complaint on July 6, 2017, in which the customer requested more than $5,000.00 in damages based upon allegations that Pyne misled the customer by inducing the customer’s […]

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