Tag Archives: John Kirkland Moy

NSC Terminates Stockbroker For Providing Bad Investment Advice

John Kirkland Moy of Boca Raton Florida a stockbroker formerly employed by National Securities Corporation has been terminated from the securities broker dealer on April 5, 2019 based upon allegations of Moy giving bad advice to customers concerning the liquidation of their accounts. This is not the first time that Moy has been terminated from […]

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Merrill Lynch Sued By Customer For Equities Suitability

March 16, 2018  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

John Kirkland Moy of West Palm Beach Florida is a stockbroker formerly registered with Merrill Lynch who is referenced in a customer initiated investment related arbitration claim which settled for $65,000.00 in damages based upon allegations that unsuitable investment recommendations had been made to the customer in 2015 concerning over-the-counter equities transactions. Financial Industry Regulatory […]

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