Tag Archives: John Kaleihiehie Kai

First Allied Securities Broker Barred By Regulator

October 05, 2017  |   Posted by :   |   Selling Away and Outside Activities   |   0 Comments

John Kaleihiehie Kai, of Hilo, Hawaii, has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon allegations that he did not provide FINRA staff with information about Kai’s business activities. Case No. 2017053680001 (September 12, 2017). Kai was previously suspended on July 3, 2017, but did not […]

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