Tag Archives: John Christopher Oldham

NFB Financial Group Stockbroker Suspended

April 11, 2017  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

John Christopher Oldham, of Wautoma, Wisconsin, a stockbroker formerly registered with NFB Financial Group, LLC, has been fined $5,000.00 and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he engaged in an unauthorized commission sharing agreement with an unregistered institution, and caused the […]

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