Tag Archives: John Alexander Tarpinian

Arbitration Claim Filed Against Paulson Investment Company

November 08, 2021  |   Posted by :   |   Bond Fraud, Excessive Markups, FINRA Securities Arbitration, Investment and Regulatory News, Structured Products   |   Comments Off on Arbitration Claim Filed Against Paulson Investment Company

John Alexander Tarpinian of New York New York a stockbroker formerly registered with Paulson Investment Company LLC is referenced in a customer initiated investment related FINRA securities arbitration claim in which the customer sought $342,852.00 in damages based upon accusations that they received bad investment advice from Tarpinian regarding structured notes transactions when he was […]

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Paulson Investment Company Sued For Fraud

August 27, 2020  |   Posted by :   |   Bond Fraud, Excessive Markups, Securities Arbitration Claims, Securities Fraud   |   Comments Off on Paulson Investment Company Sued For Fraud

John Alexander Tarpinian of New York New York a stockbroker formerly employed by Paulson Investment Company LLC and Newport Coast Securities Inc. has been identified in a customer initiated investment related arbitration claim which was resolved for $23,000.00 in damages founded on accusations that between February of 2013 and March of 2019, a fiduciary duty […]

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Investors Sue Paulson Investment Company For Fraud

John Alexander Tarpinian of New York New York a stockbroker formerly registered with Paulson Investment Company LLC and Newport Coast Securities is referenced in a customer initiated investment related arbitration claim in which the customer sought unspecified damages founded on accusations that between February of 2013 and March of 2019: (1) fiduciary obligations were breached […]

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SEC Nails Newport Coast Director For Illegal Fees

John Alexander Tarpinian of New York New York a former Newport Coast Securities Managing Director has been censured and fined $25,000.00 by Securities and Exchange Commission (SEC) according to an Order Instituting Administrative Cease and Desist Proceedings Pursuant to Securities Exchange Act of 1934 Section 15(b) and Investment Advisers Act of 1940 Section 203 containing […]

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