Tag Archives: John Albert Westbrook

FINRA Sanctions Center Street Stockbroker For Selling Away

November 30, 2020  |   Posted by :   |   FINRA Securities Arbitration, Investment and Regulatory News, Selling Away and Outside Activities   |   Comments Off on FINRA Sanctions Center Street Stockbroker For Selling Away

John Albert Westbrook (also known as Al Westbrook) of McDonough Georgia a stockbroker formerly registered with Center Street Securities Inc. has been fined $5,000.00 and suspended for five months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based on findings that he engaged in unauthorized private securities transactions while registered […]

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