Tag Archives: John-Aaron Lenhert

FINRA Fines Morgan Stanley Stockbroker For Customer Loans

October 22, 2018  |   Posted by :   |   Customer Loans, Investment and Regulatory News   |   0 Comments

John-Aaron Lenhert of Laguna Niguel California a stockbroker formerly employed by Morgan Stanley has been fined $7,500.00 and suspended for five months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he engaged in unauthorized customer loan arrangements. Letter of Acceptance Waiver and Consent No. […]

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