Tag Archives: Joel David Davidman

Stifel Nicolaus Accused of Providing Investor Bad Advice

July 23, 2019  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Joel David Davidman of Beverly Hills California a stockbroker formerly registered with Stifel Nicolaus Company Incorporated is the subject of a customer initiated investment related complaint where the customer sought damages estimated to exceed $5,000.00 supported by allegations that the customer was provided poor investment advice by Davidman concerning the stock and corporate debt investment […]

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Morgan Stanley Stockbroker Suspended For Unauthorized Trading

July 29, 2017  |   Posted by :   |   Unauthorized Trading   |   0 Comments

Joel David Davidman, of Beverly Hills, California, a stockbroker formerly registered with Morgan Stanley, has been fined $5,000.00 and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he effected trades in twenty-seven customer accounts despite lacking authorization from the customers and the firm. […]

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