Tag Archives: Jerry Michael Wells

FINRA Sanctions MetLife Stockbroker For Misrepresentation

December 13, 2019  |   Posted by :   |   Investment and Regulatory News, Variable Annuites   |   0 Comments

Jerry Michael Wells of Rochester New York a stockbroker formerly registered with MetLife Securities Inc. has been fined $5,000.00 and suspended for two months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity supported by findings that Wells submitted false information to MetLife in regard to customers’ annuity transactions. Letter of […]

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MetLife Securities Fires Stockbroker

August 02, 2017  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Jerry Michael Wells, of Rochester, New York, a stockbroker registered with MetLife Securities, Inc., has been terminated from employment on April 11, 2016, based upon allegations that he violated the firm’s policies in reference to customer account documentation, and failed to make required disclosures concerning new business applications. Financial Industry Regulatory Authority (FINRA) Public Disclosure […]

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