Tag Archives: Jerome Alden Poole

Berthel Fisher Stockbroker Fired For Cause

August 25, 2018  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Jerome Alden Poole of Wilmington Delaware a stockbroker formerly registered with Berthel Fisher Company Financial Services Inc. has been discharged on June 12, 2018 supported by accusations that Poole neglected to timely submit customer account documentation to the firm’s compliance division. FINRA Public Disclosure additionally reveals that on June 4, 2013, a customer initiated investment […]

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