Tag Archives: Jenna Kang

AXA Stockbroker Barred By FINRA In Forgery Investigation

November 04, 2020  |   Posted by :   |   Forgery, Securities Arbitration Claims   |   Comments Off on AXA Stockbroker Barred By FINRA In Forgery Investigation

Jenna Kang (also known as Jihye Kang) of Los Angeles California a stockbroker formerly employed by AXA Advisors LLC has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon findings that she neglected to provide documents and information to the regulator while under investigation for falsifying customer […]

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