Tag Archives: Jeffrey Waldera

Robert W Baird Stockbroker Fined For Customer Loans

November 07, 2017  |   Posted by :   |   Customer Loans   |   0 Comments

Jeffrey Waldera, of Onalaska, Wisconsin, a stockbroker previously employed by Robert W. Baird & Co. Incorporated, has been fined $7,500.00 suspended for five months from associating with any Financial Industry Regulatory Authority (FINRA) member in all capacities based on consenting to findings that he entered into unauthorized lending arrangements with firm customers and then lied […]

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