Tag Archives: Jeffrey Hamilton Howell

Former UBS Financial Services Stockbroker Barred In Investigation

November 02, 2016  |   Posted by :   |   FINRA Securities Arbitration, Investment and Regulatory News   |   0 Comments

Jeffrey Hamilton Howell, of Chesterfield, Missouri, a stockbroker formerly registered with UBS Financial Services, Inc., was permanently barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity after consenting to findings that he made misstatements to a customer concerning account values, attempted to conceal such conduct by altering firm statements, and […]

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