Tag Archives: Jason Harris Klabal

Legend Securities Stockbroker Barred In FINRA Investigation

Jason Harris Klabal of New York New York a stockbroker formerly employed by Legend Securities Inc. has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon allegations that Klabal neglected to cooperate with a FINRA inquiry which may have concerned customer disputes that were filed by customers […]

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Customer Sues Legend Securities For Churning

November 07, 2017  |   Posted by :   |   Securities Arbitration Claims   |   0 Comments

Jason Harris Klabal, of New York, New York, a stockbroker formerly registered with Legend Securities, Inc., has been named in a customer initiated investment related arbitration claim on December 8, 2016, in which the customer requested $200,000.00 in damages based upon allegations of breach of contract, negligence, breach of fiduciary duty, churning and misrepresentation regarding […]

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