Tag Archives: James William Forsythe

Oppenheimer Sued For Unauthorized Trading

August 17, 2017  |   Posted by :   |   Inverse/Leveraged ETF Funds, Securities Arbitration Claims   |   0 Comments

James William Forsythe, of New York, New York, a stockbroker formerly registered with Oppenheimer & Co. Inc., is the subject of a customer initiated investment related arbitration claim on December 29, 2016, where the customer requested $2,000,000.00 in damages based upon allegations that from January of 2011 to August of 2016, Forsythe placed unauthorized, excessive […]

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