Tag Archives: James Stewart Meagher

FINRA Bars Chardan Capital Stockbroker For Fraud

January 26, 2018  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

James Stewart Meagher, of New York, New York, a stockbroker formerly employed with Chardan Capital Markets, LLC, has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity according to an Office of Hearing Officers Default Decision containing findings that Meagher engaged in manipulative and fraudulent trading, misappropriated funds of […]

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World Trade Financial Stockbroker Charged With Fraud

September 15, 2017  |   Posted by :   |   Stock manipulation   |   0 Comments

James Stewart Meagher, of New York, New York, a stockbroker formerly registered with World Trade Financial Corporation, has been charged by Financial Industry Regulatory Authority (FINRA) Department of Market Regulation in a Complaint alleging that he effected a fraudulent investment scheme and obstructed a FINRA investigation into his trading activities. Department of Market Regulation v. […]

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