Tag Archives: James Scott McKee

On Fraud Spree, Broker Lies to Firms, Customers and Regulators

February 29, 2012  |   Posted by :   |   FINRA Securities Arbitration, Investment and Regulatory News   |   0 Comments

Over five years, former broker James Scott McKee defrauded the customers of the brokerage firms where he worked out of nearly $1 million, using lies and omissions to induce them to invest in various real estate ventures in which he had a direct or indirect financial interest, according to a complaint filed by the Financial […]

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