Tag Archives: James R. Schaedler

Wells Fargo Stockbroker Barred

July 28, 2017  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

James R. Schaedler, Jr. of Anaheim, California, a stockbroker formerly registered with Wells Fargo Clearing Services, LLC, has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he obstructed a FINRA investigation into allegations of obtaining improper gifts from customers. Letter of Acceptance, […]

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