Tag Archives: James N. Forster II

Joseph Gunnar Named in Customer Arbitration Alleging Unauthorized Trading

November 30, 2016  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

James N. Forster II, of New York, New York, a stockbroker formerly registered with Joseph Gunnar & Co., LLC, has been subject to a customer initiated investment related arbitration claim on March 24, 2016, which was settled for $7,500.00 in damages based upon allegations that Forster traded in the customer’s investment account without authorization. FINRA […]

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