Tag Archives: James Michael Casey

Purshe Kaplan Accused Of Failure To Supervise

James Michael Casey of Palm Desert California a stockbroker formerly registered with Purshe Kaplan Sterling Investments is referenced in a customer initiated investment related written complaint on February 20, 2019 in which the customer sought $2,300,000.00 in damages based upon allegations that Purshe Kaplan Sterling Investments failed to supervise Casey’s activities which resulted in the […]

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Purshe Kaplan Sterling Sued For Suitability

August 17, 2017  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

James Michael Casey, of Palm Desert, California, a stockbroker formerly registered with Purshe Kaplan Sterling Investments, is the subject of a customer initiated investment related arbitration claim on May 18, 2017, in which the customer requested $50,000.00 in damages based upon allegations that Casey made misrepresentations to the customer by claiming that there was no […]

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